Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Minh Tran is a financial advisor with Lincoln International LLC, based in the Los Angeles, California office. Francis has over 14 years of experience in the financial services industry. Before joining Lincoln International LLC, Francis worked at BARCLAYS CAPITAL INC. and LEHMAN BROTHERS INC. Francis holds Series 7, Series 24, Series 63, Series 79TO, and SIE licenses and is registered in California, Illinois, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
04/12/2011 - Present
Lincoln International LLC (LOS ANGELES CA)
CA
09/22/2008 - 03/18/2011
BARCLAYS CAPITAL INC. (LOS ANGELES CA)
CA
09/12/2008 - 09/22/2008
LEHMAN BROTHERS INC. (LOS ANGELES CA)
BC
Issued 01/07/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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