Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Michael Thomas is a registered investment advisor representative with Capital Investment Advisory Services, LLC. Francis has been in the securities industry since 1999. Francis is currently registered with the state of North Carolina as an investment advisor representative and a securities representative. Francis holds the Series 6, Series 66 and SIE licenses and is a Registered Principal. Francis specializes in providing investment advice to individuals, corporations and non-profit organizations. Francis also provides financial planning services. Francis is a member of the National Association of Securities Dealers (NASD). Francis has extensive experience in the financial services industry and is dedicated to providing clients with personalized investment advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
12/22/2022 - Present
Capital Investment Advisory Services, LLC (RALEIGH NC)
BOTH
Issued 12/23/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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