Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Michael Fay is a financial advisor with Hennion & Walsh, Inc. in Parsippany, NJ. Francis has been working in the financial industry since 1994. Francis is licensed to sell securities in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
02/11/2022 - Present
Hennion & Walsh, Inc. (PARSIPPANY NJ)
NJ
04/03/2019 - 01/28/2022
DAVID LERNER ASSOCIATES, INC. (LAWRENCEVILLE NJ)
NY
04/20/2017 - 08/06/2018
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
NY
03/12/2013 - 07/13/2015
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
NY
10/01/2008 - 09/23/2011
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
04/29/2001 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
03/13/2001 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
01/20/2000 - 03/05/2001
J. P. MORGAN ADVISORS, INC. (NEW YORK NY)
NY
09/20/1999 - 01/28/2000
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
08/21/1997 - 09/15/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NJ
11/29/1994 - 08/27/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
11/03/1994 - 12/15/1994
SMITH BARNEY INC. (NEW YORK NY)
NJ
07/31/1990 - 07/12/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 09/21/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/05/2000
Series 24 - General Securities Principal Examination
BC
Issued 02/23/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 04/24/2024
Series 99TO - Operations Professional Examination
BC
Issued 08/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1990
Series 7 - General Securities Representative Examination
Active
Inactive
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FINRA
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