Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Mark Mallon is a financial professional with over 6 years of experience in the securities industry. Francis is currently registered with Credit Agricole Securities (usa) Inc. Francis previously worked at BARCLAYS CAPITAL INC. Francis holds a Series 63, Series 7, Series 24 and SIE licenses. Francis is registered to provide securities-related services in 10 states: Arizona, California, Florida, Illinois, Massachusetts, New York, Ohio, Texas, Virginia and Washington. Francis is a valuable resource for investors seeking guidance in the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/14/2021 - Present
Credit Agricole Securities (usa) Inc. (NEW YORK NY)
NY
09/24/2015 - 07/30/2021
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 10/02/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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