Unclaimed
Francis Louis Simola is a financial professional with over 30 years of experience in the financial services industry. Francis is currently registered with Allstate Financial Services, LLC and holds Series 6 and Series 63 licenses. Francis has previously been registered with ProEquities, Inc., USAllianz Securities, Inc., Signator Investors, Inc., Wharton Equity Corporation, Guardian Investor Services Corporation, John Hancock Distributors, Inc., and John Hancock Mutual Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
08/09/2007 - Present
Allstate Financial Services, LLC (Fort Washington PA)
PA
11/05/2003 - 08/10/2007
PROEQUITIES, INC. (FT WASHINTON PA)
MN
11/22/2000 - 12/31/2001
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
MA
02/05/1998 - 11/20/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
PA
08/16/1995 - 12/31/1997
WHARTON EQUITY CORPORATION (WAYNE PA)
NY
04/21/1994 - 08/11/1995
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
MA
11/06/1991 - 03/10/1994
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
11/06/1991 - 03/10/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 06/12/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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