Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Levy Fraenkel has been in the financial industry since August 19, 1968, and is currently a Registered Representative for Neuberger Berman BD LLC. Francis is registered with the state of New Jersey and New York. Francis has a diverse experience in the financial industry having previously worked for firms such as Shufro, Rose & Co., LLC, Salomon Brothers Inc., Shearson Lehman Hutton Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Lehman Brothers Distributors Inc., Loeb Partners, Merrill Lynch, Pierce, Fenner & Smith, Inc., Loeb Rhoades & Co. Inc., and Loeb, Rhoades & Co. Inc. Francis is licensed to provide investment advice and is also a Registered Options Principal and a Registered Principal. Francis is committed to providing clients with high-quality financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/23/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
05/28/1992 - 12/18/2000
SHUFRO, ROSE & CO., LLC (NEW YORK NY)
NY
05/10/1990 - 07/14/1992
SALOMON BROTHERS INC. (NEW YORK NY)
NY
11/26/1979 - 05/29/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
09/26/1978 - 03/23/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
02/21/1986 - 04/22/1987
LEHMAN BROTHERS DISTRIBUTORS INC.
NA
01/18/1978 - 11/26/1979
LOEB PARTNERS
NA
08/20/1968 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
NA
01/04/1977 - 01/18/1978
LOEB RHOADES & CO. INC.
NA
04/12/1972 - 01/04/1977
LOEB, RHOADES & CO. INC.
IA
Issued 02/08/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/23/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/1980
Series 4 - Registered Options Principal Examination
BC
Issued 08/23/1968
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1980
PC - AMEX Put and Call Exam
BC
Issued 10/24/1957
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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