Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Leroy Thelen is a registered representative with Alps Distributors, Inc. in Salt Lake City, Utah. Francis holds the Series 63, Series 6TO, and SIE licenses. Francis's firm is registered with FINRA. Francis has been in the industry for 2 years, 10 months, and 1 day.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
03/31/2021 - Present
Alps Distributors, Inc. (SALT LAKE CITY UT)
BC
Issued 08/13/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/02/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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