Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Kirby is a financial advisor with over 40 years of experience in the industry. Francis has been registered with Morgan Stanley since 2009. Prior to that, Francis worked at Morgan Stanley DW Inc., Schroder & Co. Inc., Rodman & Renshaw Inc., and E.F. Hutton & Company Inc. Francis holds a number of licenses, including Series 7, Series 63, Series 65, and Series 24. Francis is a dedicated financial advisor who provides personalized financial advice to individuals, families, and businesses. Francis specializes in asset allocation, financial planning, portfolio management, and pension consulting. Francis is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
06/01/2009 - Present
Morgan Stanley (Lake Forest IL)
IL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LAKE FOREST IL)
IL
05/01/2000 - 04/02/2007
MORGAN STANLEY DW INC. (LAKE FOREST IL)
NY
03/18/1998 - 05/01/2000
SCHRODER & CO. INC. (NEW YORK NY)
IL
06/27/1994 - 03/13/1998
RODMAN & RENSHAW INC. (CHICAGO IL)
NY
05/21/1993 - 06/29/1994
OPPENHEIMER & CO., INC. (NEW YORK NY)
IL
01/18/1976 - 05/28/1993
RODMAN & RENSHAW INC. (CHICAGO IL)
NA
03/15/1973 - 03/04/1976
E. F. HUTTON & COMPANY INC
IA
Issued 06/01/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/10/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/1979
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1981
Series 5 - Interest Rate Options Examination
BC
Issued 06/01/1977
PC - AMEX Put and Call Exam
BC
Issued 03/08/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Francis Kirby is the right advisor for you? Invested Better is here to help.
