Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Kyuwon Kim is a financial advisor with over 15 years of experience in the industry. Francis has a wide range of experience, having worked with MUFG Americas Corporate Advisory, Inc., Sagent Advisors Inc., and Daiwa Securities America Inc. Francis holds FINRA Series 7 and Series 63 registrations as well as the Securities Industry Essentials Examination. Currently Francis is registered with the Securities Industry and Financial Markets Association (FINRA) and is a registered representative of Mufg Securities Americas Inc. Francis is active in broker-dealer (BC) registration.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/23/2019 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
02/21/2013 - 02/24/2020
MUFG AMERICAS CORPORATE ADVISORY, INC. (NEW YORK NY)
NY
10/22/2007 - 08/22/2011
SAGENT ADVISORS INC. (NEW YORK NY)
NY
04/14/2006 - 10/15/2007
DAIWA SECURITIES AMERICA INC. (NEW YORK NY)
BC
Issued 07/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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