Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Kulak is a financial advisor with over 25 years of experience in the industry. Francis is currently registered with Moors & Cabot, Inc., a well-established firm serving a variety of clients, including high-net-worth individuals, corporations, and pension and profit-sharing plans. Previously, Francis has held positions at several prominent firms, including Ameriprise Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Salomon Smith Barney Inc., gaining extensive experience in various aspects of financial advising. Francis is dedicated to providing comprehensive financial planning and investment management services to clients, helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
08/01/2023 - Present
Moors & Cabot, Inc. (PHOENIX AZ)
MN
10/01/2020 - 08/07/2023
FBL MARKETING SERVICES, LLC (Eagan MN)
MN
01/20/2017 - 09/04/2020
BANCWEST INVESTMENT SERVICES, INC. (BLAINE MN)
MN
11/05/2015 - 08/16/2016
AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)
MA
10/23/2009 - 06/13/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MA
11/05/2003 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
12/10/2001 - 03/04/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
08/11/2000 - 06/27/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NA
06/08/1989 - 12/09/1992
CS FIRST BOSTON CORPORATION
NA
05/14/1988 - 06/26/1992
LEHMAN BROTHERS INC.
NA
07/13/1988 - 06/26/1989
SALOMON BROTHERS INC.
NA
04/23/1986 - 05/14/1988
E. F. HUTTON & COMPANY INC
BOTH
Issued 02/03/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/02/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/24/2005
Series 4 - Registered Options Principal Examination
BC
Issued 09/16/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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