Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Kingman Lee is a financial advisor with Cetera Investment Services LLC in San Francisco, CA. Francis has been in the industry since 2008 and holds a Series 6, Series 63, and SIE license. Francis has previous experience with Infinex Investments, Inc. and First Brokerage America, L.L.C.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/04/2022 - Present
Cetera Investment Services LLC (SAN FRANCISCO CA)
CA
01/18/2017 - 02/12/2021
INFINEX INVESTMENTS, INC. (San Francisco CA)
CA
07/18/2006 - 01/26/2017
FIRST BROKERAGE AMERICA, L.L.C. (SAN FRANCISCO CA)
BC
Issued 09/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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