Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Chung is a financial advisor with over 10 years of experience in the industry. Francis is currently registered with Onechronos and holds the Series 7, Series 63, Series 44 and Series 99TO licenses. Francis has previously worked at Carta Capital Markets, LLC, IEX Services LLC and Optiver US, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/02/2024 - Present
Onechronos (New York NY)
NY
07/20/2020 - 11/29/2023
CARTA CAPITAL MARKETS, LLC (NEW YORK NY)
NY
09/17/2013 - 11/05/2019
IEX SERVICES LLC (New York NY)
IL
07/21/2009 - 09/12/2011
OPTIVER US, LLC (CHICAGO IL)
BC
Issued 09/13/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2009
Series 44 - PCX Market Maker Exam
BC
Issued 07/20/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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