Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Kevin Obrien is a financial advisor with Spartan Capital Securities, LLC. Francis Kevin Obrien has been in the industry since January 1, 2002. Francis Kevin Obrien is licensed to sell securities in 18 states. Francis Kevin Obrien holds Series 7 and Series 63 securities licenses. Francis Kevin Obrien previously worked at SW Financial, Ameriprise Financial Services, Inc., IDS Life Insurance Company, Morgan, Taylor & Associates, Inc., and National Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/16/2023 - Present
Spartan Capital Securities, LLC (NEW YORK NY)
NY
12/12/2017 - 05/11/2023
SW FINANCIAL (MELVILLE NY)
NY
01/29/1999 - 04/17/2014
AMERIPRISE FINANCIAL SERVICES, INC. (EAST SETAUKET NY)
MN
01/29/1999 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
10/22/1998 - 02/19/1999
MORGAN, TAYLOR & ASSOCIATES, INC. (MINEOLA NY)
FL
05/05/1998 - 10/22/1998
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
BC
Issued 12/27/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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