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Francis Justin Patriarca

THE Investment Center, Inc.

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About Francis Justin Patriarca

Francis Justin Patriarca is a Registered Representative with The Investment Center, Inc. Francis has been in the financial services industry since 1969. Francis is registered in Florida and Massachusetts and holds the Series 7TO, SIE, and Series 1 licenses. Prior to joining The Investment Center, Inc., Francis worked at Transamerica Financial Advisors, Inc., PW Securities, Inc., Carl P. Sherr and Company, and Security Investment Services Corp..

Firm Information

Francis Patriarca is currently registered with THE Investment Center, Inc.. THE Investment Center, Inc. is a Corporation registered in 53 states and the SEC. Founded in 1986, the firm has been involved in 8 Regulatory Events and 5 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Francis Patriarca’s Registration & Firm History

MA

04/08/2016 - Present

THE Investment Center, Inc. (AUBURN MA)

MA

04/01/1991 - 04/13/2016

TRANSAMERICA FINANCIAL ADVISORS, INC (AUBURN MA)

NA

04/26/1982 - 04/01/1991

PW SECURITIES, INC.

NA

10/17/1972 - 04/13/1982

CARL P. SHERR AND COMPANY

NA

08/22/1969 - 12/06/1972

SECURITY INVESTMENT SERVICES CORP.

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Licenses & Designations

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/07/1968

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Francis Justin Patriarca. Review regulatory record here.
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