Unclaimed
Francis Justin Patriarca is a Registered Representative with The Investment Center, Inc. Francis has been in the financial services industry since 1969. Francis is registered in Florida and Massachusetts and holds the Series 7TO, SIE, and Series 1 licenses. Prior to joining The Investment Center, Inc., Francis worked at Transamerica Financial Advisors, Inc., PW Securities, Inc., Carl P. Sherr and Company, and Security Investment Services Corp..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
04/08/2016 - Present
THE Investment Center, Inc. (AUBURN MA)
MA
04/01/1991 - 04/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (AUBURN MA)
NA
04/26/1982 - 04/01/1991
PW SECURITIES, INC.
NA
10/17/1972 - 04/13/1982
CARL P. SHERR AND COMPANY
NA
08/22/1969 - 12/06/1972
SECURITY INVESTMENT SERVICES CORP.
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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