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Francis Jude Mattaliano

National Financial Services LLC

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About Francis Jude Mattaliano

Francis Mattaliano is a financial advisor with over 30 years of experience in the industry. Francis is currently registered with National Financial Services LLC. Francis has a strong track record of success in helping clients achieve their financial goals. Francis has a Series 6, 7, 24 and 63 license. Prior to joining National Financial Services LLC, Francis has worked with Fidelity Brokerage Services LLC, Charles Schwab & Co., Inc. and Fidelity Distributors Corporation.

Firm Information

Francis Mattaliano is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Francis Mattaliano’s Registration & Firm History

RI

01/25/2007 - Present

National Financial Services LLC (SMITHFIELD RI)

MA

05/31/2000 - 01/25/2007

FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)

TX

11/11/1997 - 11/23/1999

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

MA

01/14/1997 - 10/30/1997

NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)

RI

12/11/1994 - 12/31/1996

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

RI

02/08/1991 - 12/05/1994

FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 08/23/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/14/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/06/1991

Series 7 - General Securities Representative Examination

BC

Issued 02/07/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Francis Jude Mattaliano.
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