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Francis Joseph Vetere

Kingswood Capital Partners, LLC

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About Francis Joseph Vetere

Francis Vetere is a financial advisor with over 14 years of experience in the financial services industry. Francis is currently registered with Kingswood Capital Partners, LLC and Cape Securities Inc. Francis has been a registered representative with Kingswood Capital Partners, LLC since 5/19/2023 and with Cape Securities Inc. since 3/5/2019. Prior to these positions, Francis worked for several other firms including Benchmark Investments, LLC, Newbridge Securities Corporation, Legend Securities, Inc., PHD Capital and Garden State Securities, Inc. Francis holds FINRA Series 7, Series 63, and SIE licenses.

Firm Information

Francis Vetere is currently registered with Kingswood Capital Partners, LLC. Kingswood Capital Partners, LLC is a Limited Liability Company formed in 2016 and is registered to do business in all 50 U.S. states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Francis Vetere’s Registration & Firm History

NY

05/19/2023 - Present

Kingswood Capital Partners, LLC (New York NY)

NY

02/23/2019 - 05/19/2023

BENCHMARK INVESTMENTS, LLC (New York NY)

CA

10/13/2020 - 11/09/2020

KINGSWOOD CAPITAL PARTNERS, LLC (SAN DIEGO CA)

NY

12/15/2016 - 02/21/2019

NEWBRIDGE SECURITIES CORPORATION (NEW YORK NY)

NY

09/28/2012 - 12/14/2016

LEGEND SECURITIES, INC. (NEW YORK NY)

NJ

09/19/2011 - 10/08/2012

PHD CAPITAL (RAMSEY NJ)

NJ

10/25/2010 - 09/08/2011

GARDEN STATE SECURITIES, INC. (SADDLE BROOK NJ)

NY

03/09/2010 - 07/29/2010

PHD CAPITAL (NEW YORK NY)

NJ

01/08/2010 - 03/12/2010

SEABOARD SECURITIES, INC. (FLORHAM PARK NJ)

NY

07/13/2009 - 12/16/2009

PHD CAPITAL (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/06/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Francis Joseph Vetere.
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