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Francis Joseph Oppold

Northwestern Mutual Investment Services, LLC

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About Francis Joseph Oppold

Francis Oppold is an investment advisor representative who has been in the industry for 41 years. Francis is registered with Northwestern Mutual Investment Services, LLC. Francis has a Series 6, Series 7, Series 8, and Series 63 license. Francis has a SIE certification. Francis has a Chartered Financial Consultant designation. Francis has worked with Northwestern Mutual Investment Services, LLC since 1981 and has also worked with ROBERT W. BAIRD & CO. INCORPORATED. Francis offers investment advice and referrals to other advisors. Francis has been registered with the State of Iowa since 2002. Francis is currently licensed in Arizona, California, Colorado, Florida, Illinois, Indiana, Iowa, Minnesota, Missouri, Nebraska, North Carolina, and Wisconsin.

Firm Information

Francis Oppold is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Francis Oppold’s Registration & Firm History

IA

10/30/2002 - Present

Northwestern Mutual Investment Services, LLC (W Des Moines IA)

WI

03/01/1993 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 12/17/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/19/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/08/1992

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/30/1994

Series 7 - General Securities Representative Examination

BC

Issued 03/11/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Francis Joseph Oppold.
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