Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Niehaus is a financial advisor with Commonwealth Financial Network. Francis has been in the financial services industry since January 17, 1988, and is registered in several states, including Colorado, Florida, Georgia, Indiana, Kentucky, New York, North Carolina, Ohio, Oklahoma, and Texas. Francis has passed the Series 6, 7 and 63 exams. Francis is also a Certified Financial Planner. Francis' previous experience includes roles with Securities America, Inc. and Cadaret, Grant & Co., Inc. Francis' current branch office is located in Cincinnati, OH. Francis has a history of providing financial and legal services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
11/12/2024 - Present
Commonwealth Financial Network (Cincinnati OH)
OH
08/18/2003 - 06/14/2024
SECURITIES AMERICA, INC. (CINCINNATI OH)
NY
10/04/1989 - 08/18/2003
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NA
01/18/1988 - 10/17/1989
INTEGRATED RESOURCES EQUITY CORPORATION
BC
Issued 07/23/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
BC
Issued 01/15/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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