Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Neumann is a financial professional with over 20 years of experience in the financial services industry. Francis is currently registered with Ausdal Financial Partners, Inc. in Downers Grove, IL. Francis has previously worked with several firms including World Equity Group, Inc., Regulus Advisors, LLC, VOYA FINANCIAL ADVISORS, INC., HBW SECURITIES LLC and PFS INVESTMENTS INC. Francis is licensed to provide investment advice and services in several states including Florida, Georgia, North Carolina and Pennsylvania. Francis has a strong understanding of financial markets and investment strategies and has a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advice on uma platforms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Revenue sharing
1
2
IL
07/22/2024 - Present
Ausdal Financial Partners, Inc. (DOWNERS GROVE IL)
FL
07/11/2019 - 11/02/2022
WORLD EQUITY GROUP, INC. (North Miami Beach FL)
MI
01/06/2016 - 11/09/2017
REGULUS ADVISORS, LLC (KENTWOOD MI)
FL
05/07/2013 - 05/21/2015
VOYA FINANCIAL ADVISORS, INC. (NORTH MIAMI BEACH FL)
FL
04/23/2010 - 12/31/2012
HBW SECURITIES LLC (NORTH MIAMI BEACH FL)
FL
07/06/1999 - 11/02/2009
PFS INVESTMENTS INC. (MARGATE FL)
BC
Issued 11/25/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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