Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Mooney is a financial advisor with Nylife Securities LLC. Francis has been in the securities industry since December 2, 2005. Francis is registered with the state of Colorado and Iowa. Francis is also Series 6 and 63 licensed. Francis's office is located at Gateway Plaza 995 Cowen Drive, Suite 202 in Carbondale, CO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
04/19/2006 - Present
Nylife Securities LLC (CARBONDALE CO)
GA
10/31/2005 - 03/16/2006
WORLD GROUP SECURITIES, INC. (DULUTH GA)
BC
Issued 10/25/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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