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Francis Joseph Kaul

Piper Sandler & Co.

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About Francis Joseph Kaul

Francis Kaul is a registered representative with Piper Sandler & Co., specializing in municipal securities. Francis holds the Series 52TO, SIE, and Series 63 licenses. Francis is registered in Minnesota, and has been in the industry since June 2022.

Firm Information

Francis Kaul is currently registered with Piper Sandler & Co.. Piper Sandler & Co. is a corporation headquartered in Minneapolis, Minnesota, that was formed on July 28, 1969. The firm provides analytical reports and public finance consulting program services, and manages portfolios for businesses. The firm has a total of 1,359 registered representatives and 24 investment adviser representatives, and manages approximately $1 billion to $10 billion in assets.
Piper Sandler & Co.

800 NICOLLET MALL

MINNEAPOLIS, MN 55402-7020

$1.58B

Assets Under Management

21

Total Clients

809

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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analytical reports/public finance consulting program

Analytical reports/public finance consulting program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Francis Kaul’s Registration & Firm History

MN

06/23/2022 - Present

Piper Sandler & Co. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 12/19/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/23/2022

Series 52TO - Municipal Securities Representative Examination

BC

Issued 03/12/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Francis Joseph Kaul.
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