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Francis Joseph Hanley

Hanley & Associates LLC

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About Francis Joseph Hanley

Francis Hanley is an Investment Advisor Representative with Hanley & Associates LLC. Francis has been in the financial services industry for over 30 years. Francis has experience working with individuals, families, and businesses to develop comprehensive financial plans. Francis also provides financial coaching and educational seminars. Francis is licensed in Connecticut, Massachusetts, and New York.

Firm Information

Francis Hanley is currently registered with Hanley & Associates LLC. Hanley & Associates LLC is a Registered Investment Advisor with approximately $20.1 million in regulatory assets under management. The firm provides advisory services including pension consulting, educational seminars, selection of other advisors, and financial coaching. They primarily serve high-net-worth individuals and individuals other than high-net-worth, with a total of 93 clients.

$20.10M

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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financial coaching

Financial coaching

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Francis Hanley’s Registration & Firm History

MA

03/30/2021 - Present

Hanley & Associates LLC (PITTSFIELD MA)

MA

10/03/2005 - 08/06/2012

USA FINANCIAL SECURITIES CORPORATION (LENOX MA)

MA

12/01/1999 - 10/06/2005

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

MA

02/13/1992 - 11/01/1999

BERKSHIRE EQUITY SALES, INC. (PITTSFIELD MA)

NJ

05/13/1986 - 01/02/1992

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

IA

Issued 02/05/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/22/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/13/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Francis Joseph Hanley.
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