Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Hagerty is a financial advisor in Stamford, Connecticut. Francis has been working in the financial industry since July 27, 2012, and has a Series 63, Series 7, Series 79, and SIE license. Francis is currently registered with Philosmith Securities LLC. Previously, Francis worked at PSCO INTERNATIONAL DISTRIBUTORS LTD. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
12/21/2016 - Present
Philosmith Securities LLC (Stamford CT)
CT
06/28/2010 - 11/20/2014
PSCO INTERNATIONAL DISTRIBUTORS LTD. LLC (STAMFORD CT)
BC
Issued 06/29/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/24/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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