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Francis Joseph Dougherty

Pruco Securities, LLC

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About Francis Joseph Dougherty

Francis Dougherty is a financial advisor at Pruco Securities, LLC, based in Marlton, NJ. Francis has over 15 years of experience in the financial services industry. Francis specializes in providing financial planning and investment management services to individuals, families, and businesses. Francis holds Series 7, 24, and 66 securities licenses and is registered with the state of New Jersey.

Firm Information

Francis Dougherty is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Francis Dougherty’s Registration & Firm History

NJ

03/14/2022 - Present

Pruco Securities, LLC (Marlton NJ)

NJ

02/15/2019 - 03/08/2022

BCG SECURITIES, INC. (CHERRY HILL NJ)

NJ

11/19/2015 - 02/19/2019

VOYA FINANCIAL ADVISORS, INC. (Cherry Hill NJ)

NJ

10/03/2014 - 12/01/2015

LPL FINANCIAL LLC (CHERRY HILL NJ)

PA

08/13/2008 - 10/03/2014

VOYA FINANCIAL ADVISORS, INC. (PHILADELPHIA PA)

MO

08/19/2004 - 01/20/2005

EDWARD JONES (ST. LOUIS MO)

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Licenses & Designations

BOTH

Issued 09/02/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/19/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/10/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Francis Joseph Dougherty. Review regulatory record here.
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