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Francis Joseph Calcagno

Pickwick Capital Partners, LLC

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About Francis Joseph Calcagno

Francis Calcagno has been in the financial services industry since November 4, 1993. Currently, Francis is a registered representative with Pickwick Capital Partners, LLC in White Plains, NY. Francis is licensed to sell securities in 7 states. Francis holds Series 7, 52TO, 79TO, 99TO and SIE licenses. Francis has a state exam - Series 63. Francis has previously worked at DOMINICK & DOMINICK LLC, CVF SECURITIES, INC., RODMAN & RENSHAW INC. and C.J. LAWRENCE, MORGAN GRENFELL INC.

Firm Information

Francis Calcagno is currently registered with Pickwick Capital Partners, LLC. Pickwick Capital Partners, LLC is a Limited Liability Company formed in August 2007. The firm is registered with the SEC and 43 states.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Francis Calcagno’s Registration & Firm History

NY

02/10/2010 - Present

Pickwick Capital Partners, LLC (WHITE PLAINS NY)

NY

04/21/1998 - 02/11/2009

DOMINICK & DOMINICK LLC (NEW YORK NY)

DC

12/11/1991 - 03/17/1992

CVF SECURITIES, INC. (WASHINGTON DC)

IL

03/27/1991 - 07/23/1991

RODMAN & RENSHAW INC. (CHICAGO IL)

NY

09/24/1985 - 08/02/1990

C.J. LAWRENCE, MORGAN GRENFELL INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/07/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/20/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Francis Joseph Calcagno.
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