Unclaimed
Francis Arland is a financial professional with over 5 years of experience in the securities industry. Francis has a strong background in investment banking and has worked for prominent firms such as Mizuho Securities USA LLC and RBS Securities Inc. Francis is currently registered with Centerview Partners LLC and holds a Series 7, 63, and 79 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/19/2021 - Present
Centerview Partners LLC (NEW YORK NY)
NY
04/24/2015 - 09/05/2019
MIZUHO SECURITIES USA LLC (NEW YORK NY)
CT
09/02/2014 - 04/16/2015
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 09/05/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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