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Francis Joseph Argenziano

Thinkequity LLC

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About Francis Joseph Argenziano

Francis Argenziano has been in the financial services industry since August 1998. Francis is currently a registered representative with Thinkequity LLC. Francis has held previous positions with NORTH SOUTH CAPITAL, LLC, MARTEL CAPITAL, LLC, FOREFRONT CAPITAL MARKETS LLC, DU PASQUIER & CO., INC., ROCKWELL GLOBAL CAPITAL LLC, NEWBRIDGE SECURITIES CORPORATION, H.C. WAINWRIGHT & CO., INC., MAXIM GROUP LLC, P. SCHOENFELD ASSET MANAGEMENT LLC, FLEET SECURITIES, INC. and PARAGON CAPITAL MARKETS, INC. Francis holds FINRA Series 7, 24, 55, 57TO, 79TO, and SIE licenses as well as a Series 63 license. Francis is registered to do business in the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin and Wyoming.

Firm Information

Francis Argenziano is currently registered with Thinkequity LLC. Thinkequity LLC is a Limited Liability Company formed on August 13, 2021. The firm is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Thinkequity LLC has been the subject of 8 Regulatory Events, 3 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

46

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Francis Argenziano’s Registration & Firm History

NY

09/23/2020 - Present

Thinkequity LLC (NEW YORK NY)

NY

09/05/2017 - 09/23/2020

NORTH SOUTH CAPITAL, LLC (New York NY)

NY

09/18/2015 - 08/30/2017

MARTEL CAPITAL, LLC (New York NY)

NY

07/31/2013 - 08/17/2015

FOREFRONT CAPITAL MARKETS LLC (NEW YORK NY)

NY

01/24/2013 - 07/31/2013

DU PASQUIER & CO., INC. (NEW YORK NY)

NY

06/15/2011 - 12/03/2012

ROCKWELL GLOBAL CAPITAL LLC (NEW YORK NY)

NY

10/03/2008 - 06/10/2011

NEWBRIDGE SECURITIES CORPORATION (NEW YORK NY)

NY

04/17/2008 - 10/03/2008

H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)

NY

01/06/2003 - 03/26/2008

MAXIM GROUP LLC (NEW YORK NY)

NY

09/18/2001 - 01/03/2003

P. SCHOENFELD ASSET MANAGEMENT LLC (NEW YORK NY)

TX

02/18/2000 - 07/10/2000

FLEET SECURITIES, INC. (DALLAS TX)

NJ

02/24/1997 - 03/07/2000

PARAGON CAPITAL MARKETS, INC. (EAST HANOVER NJ)

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Licenses & Designations

BC

Issued 11/15/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/11/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/22/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Francis Joseph Argenziano.
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