Unclaimed
Francis Argenziano has been in the financial services industry since August 1998. Francis is currently a registered representative with Thinkequity LLC. Francis has held previous positions with NORTH SOUTH CAPITAL, LLC, MARTEL CAPITAL, LLC, FOREFRONT CAPITAL MARKETS LLC, DU PASQUIER & CO., INC., ROCKWELL GLOBAL CAPITAL LLC, NEWBRIDGE SECURITIES CORPORATION, H.C. WAINWRIGHT & CO., INC., MAXIM GROUP LLC, P. SCHOENFELD ASSET MANAGEMENT LLC, FLEET SECURITIES, INC. and PARAGON CAPITAL MARKETS, INC. Francis holds FINRA Series 7, 24, 55, 57TO, 79TO, and SIE licenses as well as a Series 63 license. Francis is registered to do business in the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/23/2020 - Present
Thinkequity LLC (NEW YORK NY)
NY
09/05/2017 - 09/23/2020
NORTH SOUTH CAPITAL, LLC (New York NY)
NY
09/18/2015 - 08/30/2017
MARTEL CAPITAL, LLC (New York NY)
NY
07/31/2013 - 08/17/2015
FOREFRONT CAPITAL MARKETS LLC (NEW YORK NY)
NY
01/24/2013 - 07/31/2013
DU PASQUIER & CO., INC. (NEW YORK NY)
NY
06/15/2011 - 12/03/2012
ROCKWELL GLOBAL CAPITAL LLC (NEW YORK NY)
NY
10/03/2008 - 06/10/2011
NEWBRIDGE SECURITIES CORPORATION (NEW YORK NY)
NY
04/17/2008 - 10/03/2008
H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)
NY
01/06/2003 - 03/26/2008
MAXIM GROUP LLC (NEW YORK NY)
NY
09/18/2001 - 01/03/2003
P. SCHOENFELD ASSET MANAGEMENT LLC (NEW YORK NY)
TX
02/18/2000 - 07/10/2000
FLEET SECURITIES, INC. (DALLAS TX)
NJ
02/24/1997 - 03/07/2000
PARAGON CAPITAL MARKETS, INC. (EAST HANOVER NJ)
BC
Issued 11/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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