Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Ambrosi is a financial professional with over 10 years of experience in the securities industry. Francis is currently registered with Credit Agricole Securities (usa) Inc. Francis has a strong background in financial services, with previous experience at Scotia Capital (USA) Inc. Francis has passed the Series 7, Series 63, Series 24, Series 99, and SIE exams. Francis is registered with the following states: Arizona, California, Florida, Illinois, Massachusetts, New York, Ohio, Texas, Virginia and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/30/2021 - Present
Credit Agricole Securities (usa) Inc. (NEW YORK NY)
NY
11/19/2010 - 07/27/2021
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
NY
03/10/2010 - 06/09/2010
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
BC
Issued 05/17/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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