Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis John Porcelli is a financial advisor with over 30 years of experience in the industry. Francis is currently registered with Westminster Research Associates LLC and ATM Execution LLC. Francis has also held previous roles at Cowen AND Co., Cowen Prime Services LLC, Cowen Execution Services LLC, Bloomberg Tradebook LLC, Citigroup Global Markets Inc., James Capel Incorporated, and Lehman Brothers Inc. Francis holds FINRA Series 7, 24, and 63 licenses as well as the SIE exam. Francis is registered in California, Georgia, Illinois, Massachusetts, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/23/2019 - Present
Westminster Research Associates LLC (NEW YORK NY)
NY
10/02/2015 - 01/04/2022
COWEN PRIME SERVICES LLC (NEW YORK NY)
NY
05/03/2018 - 06/03/2019
COWEN EXECUTION SERVICES LLC (NY NY)
NY
05/29/2007 - 03/13/2012
BLOOMBERG TRADEBOOK LLC (NEW YORK NY)
NY
02/17/1994 - 11/17/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NA
03/19/1993 - 02/10/1994
JAMES CAPEL INCORPORATED
NY
03/29/1989 - 02/24/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 08/09/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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