Unclaimed
Francis John Navickas is a licensed securities professional with over 20 years of experience in the financial services industry. Francis has held various roles at Susquehanna Securities, LLC, including a previous position at Susquehanna Investment Group. Francis is currently registered with Susquehanna Securities, LLC and holds a Series 7, Series 55, Series 57TO, and Series 63 licenses. Francis specializes in providing investment advice and trading services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
06/09/2023 - Present
Susquehanna Securities, LLC (BALA CYNWYD PA)
PA
06/26/2008 - 12/21/2020
SUSQUEHANNA SECURITIES, LLC (BALA CYNWYD PA)
PA
02/25/2008 - 01/22/2015
SUSQUEHANNA INVESTMENT GROUP (BALA CYNWYD PA)
PA
03/07/2003 - 02/25/2008
SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)
BC
Issued 06/11/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/06/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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