Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Divito is a financial advisor at UBS Financial Services Inc., an investment firm with over $50 billion in assets under management. Francis has been in the industry since 1991. Francis holds a Series 7 and Series 63 license, and has been registered with the state of Texas and Florida since 2008. Prior to joining UBS Financial Services Inc., Francis has worked at other financial institutions such as Wachovia Securities, LLC, Prudential Securities Incorporated, and Salomon Smith Barney Inc. Francis specializes in providing financial planning, portfolio management for businesses and individuals, and educational seminars. Francis is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
05/23/2008 - Present
UBS Financial Services Inc. (PONTE VEDRA BEACH FL)
FL
07/01/2003 - 05/27/2008
WACHOVIA SECURITIES, LLC (PONTE VEDRA BEACH FL)
NY
11/25/1998 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
08/16/1993 - 12/15/1998
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NJ
08/15/1991 - 08/20/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 03/17/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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