Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis John Davis is a financial advisor with Clear Street LLC, a firm based in New York, NY. Francis has been in the financial services industry since 1990 and has a wealth of experience in this field. He is registered with the Financial Industry Regulatory Authority (FINRA) as a General Securities Principal and holds several licenses and certifications, including Series 7, 22, 24, 8, 9, 10, 57TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/15/2022 - Present
Clear Street LLC (NEW YORK NY)
NY
01/23/2004 - 07/27/2022
LEK SECURITIES CORPORATION (NEW YORK NY)
NY
10/14/2003 - 01/21/2004
BURLINGTON CAPITAL MARKETS INC. (NEW YORK NY)
NY
07/12/2002 - 10/14/2003
BURLINGTON CAPITAL MARKETS INC. (NEW YORK NY)
NY
04/23/1997 - 03/01/2002
OSCAR GRUSS & SON, INCORPORATED (NEW YORK NY)
NY
02/19/1997 - 03/18/1997
MAJOR LEAGUE SECURITIES, INC. (JERICHO NY)
NY
02/18/1997 - 03/14/1997
SCHONFELD SECURITIES INC. (JERICHO NY)
NY
06/01/1992 - 01/23/1996
SCHONFELD SECURITIES INC. (JERICHO NY)
NA
07/22/1987 - 11/28/1990
PRESIDENTIAL CAPITAL CORPORATION
NA
02/02/1988 - 11/08/1988
FIRST FIDELITY CAPITAL CORP.
BC
Issued 07/07/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/17/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/23/1997
Series 24 - General Securities Principal Examination
BC
Issued 11/14/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/1992
Series 7 - General Securities Representative Examination
BC
Issued 06/23/1987
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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