Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Sams is a financial advisor registered with Alight Financial Advisors, LLC. Francis has been in the financial services industry since 1987 and holds a Series 6, 7, 24 and 63 license, as well as the SIE exam. Francis is a Certified Financial Planner. Francis has worked with Franklin/Templeton Distributors, Inc., IFG Network Securities, Inc., FN Investment Center, Financial Horizons Securities Corporation, Citicorp Investment Services and Money Concepts Capital Corp. Francis provides financial planning, portfolio management for individuals and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees and related services
1
2
NC
11/19/2019 - Present
Alight Financial Advisors, LLC (CHARLOTTE NC)
FL
06/26/1995 - 04/22/2019
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (ST. PETERSBURG FL)
GA
01/22/1994 - 04/11/1995
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
CA
04/07/1993 - 01/04/1994
FN INVESTMENT CENTER (SACRAMENTO CA)
NA
05/21/1992 - 04/06/1993
FINANCIAL HORIZONS SECURITIES CORPORATION
NY
05/14/1992 - 04/02/1993
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
FL
04/18/1986 - 05/13/1992
MONEY CONCEPTS CAPITAL CORP (PALM BEACH GARDENS FL)
BC
Issued 07/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
BC
Issued 04/17/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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