Unclaimed
Francis James Vecchione is a securities professional with over 5 years of experience in the financial services industry. Francis is currently registered with FIS Brokerage & Securities Services LLC and is licensed in New Jersey. Francis holds a Series 7, Series 63, Series 99TO and SIE. Francis is dedicated to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
01/16/2018 - Present
FIS Brokerage & Securities Services LLC (BOLINGBROOK IL)
BC
Issued 03/05/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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