Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis James Tennies is a registered representative with BA Securities, LLC. Francis has been in the industry since 2022 and holds the Series 63, SIE, and Series 82TO licenses. Francis is registered with the states of Colorado, Maryland, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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PA
01/01/2023 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
BC
Issued 06/16/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/2022
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2022
Series 82TO - Limited Representative-Private Securities Offerings
Active
Inactive
F
FINRA
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