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Francis James Roman

Synergy Asset Management, LLC

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About Francis James Roman

Francis James Roman is a Registered Investment Advisor Representative associated with Synergy Asset Management, LLC based in Vancouver, Washington. Francis has been in the industry since 2017 and has passed the Uniform Investment Adviser Law Examination. Francis specializes in providing financial planning, pension consulting, and portfolio management services for individuals, pooled investment vehicles, and other investment advisors. Francis has a history of working in various industries, including the aerospace industry, oil and gas, and financial services, providing Francis with diverse experience and a unique perspective.

Firm Information

Francis Roman is currently registered with Synergy Asset Management, LLC. Synergy Asset Management, LLC is an investment advisor based in Vancouver, WA, with approximately $823.7 million in regulatory assets under management. The firm provides financial planning, pension consulting, portfolio management for individuals, and portfolio management for pooled investment vehicles. They also offer other services, including signal provider and sub-adviser. Synergy Asset Management primarily serves high-net-worth individuals, other investment advisors, and individuals other than high-net-worth.
Synergy Asset Management, LLC

13215 SE MILL PLAIN BLVD

VANCOUVER, WA 98684

$823.71M

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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signal provider; sub-adviser

Signal provider; sub-adviser

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Francis Roman’s Registration & Firm History

WA

03/01/2017 - Present

Synergy Asset Management, LLC (VANCOUVER WA)

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Licenses & Designations

IA

Issued 03/01/2017

Series 65 - Uniform Investment Adviser Law Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Francis James Roman.
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