Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Moran is a financial advisor with over 7 years of experience in the financial services industry. Francis currently works for Wells Fargo Clearing Services, LLC and is registered to provide investment advice in 55 states and territories. Francis is also a registered representative of FINRA. Prior to joining Wells Fargo, Francis worked at Fidelity Brokerage Services LLC, Suntrust Investment Services, Inc. and Morgan Stanley. Francis holds a Series 66, SIE and Series 7 licenses. Francis's specialization is in helping clients with their investment needs. Francis provides investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
04/05/2023 - Present
Wells Fargo Clearing Services, LLC (BETHESDA MD)
MD
04/29/2020 - 02/01/2023
FIDELITY BROKERAGE SERVICES LLC (BETHESDA MD)
MD
06/18/2018 - 08/12/2019
SUNTRUST INVESTMENT SERVICES, INC. (ROCKVILLE MD)
MD
07/01/2016 - 06/04/2018
MORGAN STANLEY (BETHESDA MD)
PA
11/19/2015 - 04/29/2016
PNC INVESTMENTS (PITTSBURGH PA)
BOTH
Issued 08/16/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Francis Moran is the right advisor for you? Invested Better is here to help.
