Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Marino is a financial professional with over 20 years of experience in the industry. Francis is currently registered with Fidelity Brokerage Services LLC and has a broad range of experience, having previously worked at firms such as Assent LLC and Worldco, L.L.C.. Francis has a wide range of licenses and registrations, including Series 4, 7, 63, 55, and SIE. Francis is registered to provide investment advice in all 50 states and the District of Columbia. Francis has a strong track record of success in helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
06/19/2007 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
IL
09/23/2003 - 05/17/2007
ASSENT LLC (BOLINGBROOK IL)
NY
03/25/2002 - 03/28/2003
WORLDCO, L.L.C. (NEW YORK NY)
NY
08/07/2001 - 03/11/2002
HOLD BROTHERS ON-LINE INVESTMENT SERVICES INC. (NEW YORK NY)
BC
Issued 10/22/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/2007
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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