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Francis James Ifkovic

Equitable Distributors, LLC

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About Francis James Ifkovic

Francis Ifkovic is a financial advisor who has been working in the industry since December 27, 2013. Francis is currently registered with Equitable Distributors, LLC. Francis is licensed to provide financial advice in 15 states. Francis has passed the Series 6, Series 63, and SIE exams. Francis has worked for several firms throughout their career, including Prudential Annuities Distributors, Inc, PRUCO Securities, LLC, Park Avenue Securities LLC, and MML Investors Services, LLC.

Firm Information

Francis Ifkovic is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Francis Ifkovic’s Registration & Firm History

NC

02/11/2022 - Present

Equitable Distributors, LLC (Charlotte NC)

CT

04/01/2020 - 07/06/2021

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

NJ

01/23/2020 - 04/01/2020

PRUCO SECURITIES, LLC. (NEWARK NJ)

CT

06/27/2017 - 08/20/2018

PRUCO SECURITIES, LLC. (SOUTH WINDSOR CT)

CT

04/28/2014 - 04/05/2017

PRUCO SECURITIES, LLC. (SOUTH WINDSOR CT)

CT

11/14/2012 - 01/07/2014

PARK AVENUE SECURITIES LLC (MADISON CT)

CT

03/11/2011 - 08/13/2012

MML INVESTORS SERVICES, LLC (FARMINGTON CT)

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Licenses & Designations

BC

Issued 04/18/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/20/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/10/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Francis James Ifkovic.
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