Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis J. Schutte is a financial professional with over 10 years of experience in the industry. Francis is currently registered with Periculum Capital Markets, LLC as an Introducing Broker/Dealer Financial Operations Principal. Francis is licensed to conduct business in Indiana. Francis holds Series 63, 79, 28, 99TO and SIE licenses. Francis's previous experience includes a position with Periculum Capital Markets, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IN
03/01/2013 - Present
Periculum Capital Markets, LLC (Carmel IN)
BC
Issued 08/30/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2016
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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