Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis McKenna is a registered investment advisor with Aegis Capital Corp. Francis is also a registered representative of Aegis Capital Corp. in the state of Connecticut. Francis has been in the securities industry since 2005. Francis previously worked at Morgan Stanley Smith Barney, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Chapdelaine & Co. Francis offers financial planning and portfolio management services for individuals, businesses, and pooled investment vehicles. Francis has experience in providing financial services to a diverse clientele including high-net-worth individuals and corporations. Francis is also a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CT
12/08/2023 - Present
Aegis Capital Corp. (WESTPORT CT)
NY
07/28/2010 - 12/21/2011
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
09/10/2007 - 06/11/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/20/2005 - 07/30/2007
CHAPDELAINE & CO. (NEW YORK NY)
IA
Issued 10/03/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2024
Series 24 - General Securities Principal Examination
BC
Issued 12/21/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/01/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 07/31/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/03/2023
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
Not sure Francis McKenna is the right advisor for you? Invested Better is here to help.
