Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis J. Lee is a financial advisor with over 25 years of experience in the industry. Francis J. Lee has been with RWA Wealth Partners since 2021 and is currently registered in Massachusetts. Francis J. Lee specializes in providing financial planning and portfolio management for individuals, businesses, and trusts. Francis J. Lee is also a Certified Financial Planner™ and holds the Series 6, 7, 24, 63 and 65 securities licenses. Before joining RWA Wealth Partners, Francis J. Lee was with Avantax Investment Services, Inc. for over three years. Francis J. Lee has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Estate planning, tax return preparation & filing; model provider
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Model provider fee
1
2
MA
05/11/2021 - Present
RWA Wealth Partners (NEWTON MA)
TX
09/26/2017 - 04/09/2021
AVANTAX INVESTMENT SERVICES, INC. (DALLAS TX)
MA
06/29/1998 - 07/21/2016
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
RI
02/28/1995 - 06/29/1998
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
NJ
07/13/1989 - 02/28/1990
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
07/13/1989 - 02/28/1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 06/25/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/1997
Series 7 - General Securities Representative Examination
BC
Issued 02/27/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
Not sure Francis Lee is the right advisor for you? Invested Better is here to help.
