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Francis J Del torto

Aegis Capital Corp.

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About Francis J Del torto

Francis Del torto is a financial professional with over 15 years of experience in the industry. Francis has been registered with Aegis Capital Corp. since 2011 and prior to that was registered with DAVID LERNER ASSOCIATES, INC. and UBS PAINEWEBBER INC. Francis holds Series 63, 66 and 7 licenses. Francis is also a Registered Representative and Investment Advisor Representative. Aegis Capital Corp. is a full-service investment bank and broker-dealer offering a wide range of financial services, including investment banking, brokerage, trading, research, and asset management. Francis specializes in Portfolio Management for Individuals, Businesses and Pooled Investment Vehicles. Francis's primary office is located at 26 PAXTON AVE in BRONXVILLE, NY.

Firm Information

Francis Del torto is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Francis Del torto’s Registration & Firm History

NY

11/14/2011 - Present

Aegis Capital Corp. (BRONXVILLE NY)

NY

03/12/2009 - 11/23/2011

DAVID LERNER ASSOCIATES, INC. (WHITE PLAINS NY)

NJ

11/08/2000 - 11/09/2001

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 03/27/2009

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 12/05/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/11/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Francis J Del torto.
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