Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Catellier is a financial professional with experience in the securities industry. Francis has been registered with the Securities and Exchange Commission (SEC) since July 16, 2020. Francis is currently employed by Goldman Sachs & Co. LLC and previously worked at Mercer Allied Company, L.P. Francis holds the Series 63, Series 10, Series 9, Series 7TO, and SIE licenses. Francis's specializations include fixed income, equities, mutual funds, variable annuities, options, and retirement planning. Francis is registered in all 50 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
NY
07/16/2020 - Present
Goldman Sachs & Co. LLC (COHOES NY)
NY
05/26/2020 - 07/16/2020
MERCER ALLIED COMPANY, L.P. (COHOES NY)
BC
Issued 06/17/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/22/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/26/2020
Series 7TO - General Securities Representative Examination
BC
Issued 03/06/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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