Unclaimed
Francis Hardy is a financial advisor with PFS Investments Inc. Francis is licensed in Texas. Francis has been in the industry since 2007. Francis has passed the Series 6, Series 63, and SIE exams. Francis has been registered with PFS Investments Inc. since 2013.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
04/17/2013 - Present
PFS Investments Inc. (HOUSTON TX)
TX
02/09/2009 - 01/02/2013
PFS INVESTMENTS INC. (SAN ANTONIO TX)
GA
04/11/2006 - 07/23/2008
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 08/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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