Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Gregory Finn is a financial advisor with Roosevelt & Cross, Inc. located in NEW YORK, NY. Francis is licensed to provide investment advice in 52 states. Francis has been in the financial industry since February 1, 1982.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/02/1982 - Present
Roosevelt & Cross, Inc. (NEW YORK NY)
BC
Issued 09/18/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/1998
Series 24 - General Securities Principal Examination
BC
Issued 02/08/1993
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1998
Series 7 - General Securities Representative Examination
BC
Issued 02/07/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/16/1982
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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