Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Giovanni De lemos is a financial advisor with over 10 years of experience in the industry. Francis is currently registered with Allstate Financial Services, LLC. Francis previously worked for AXA ADVISORS, LLC, and WELLS FARGO ADVISORS, LLC. Francis holds Series 6, 7, and 63 licenses as well as the Securities Industry Essentials Examination. Francis is registered with the state of Arizona, California, Colorado, and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
07/19/2017 - Present
Allstate Financial Services, LLC (Denver CO)
CO
07/01/2016 - 06/29/2017
AXA ADVISORS, LLC (DENVER CO)
CO
04/08/2015 - 07/07/2016
WELLS FARGO ADVISORS, LLC (DENVER CO)
CO
04/30/2012 - 12/10/2013
WELLS FARGO ADVISORS, LLC (DENVER CO)
BC
Issued 06/16/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2015
Series 7 - General Securities Representative Examination
BC
Issued 04/27/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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