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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Gibbons Sloan III is an Investment Advisor Representative with Cetera Investment Advisers LLC. Francis has been in the financial industry since 1997. Francis is registered with 19 states and 2 FINRA firms. Cetera Investment Advisers LLC is a registered investment advisor with the SEC and has offices in Schaumburg, Illinois. The firm manages over 104 billion dollars in assets. Cetera Investment Advisers LLC offers financial planning, pension consulting, educational seminars, and portfolio management services to individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
08/10/2023 - Present
Cetera Investment Advisers LLC (MIDLOTHIAN VA)
VA
02/16/2018 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (MIDLOTHIAN VA)
VA
03/25/2017 - 02/16/2018
MML INVESTORS SERVICES, LLC (RICHMOND VA)
VA
01/28/2010 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (RICHMOND VA)
VA
01/13/2004 - 02/01/2010
AXA ADVISORS, LLC (RICHMOND VA)
NJ
09/25/2001 - 01/23/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
NY
11/05/1999 - 09/28/2001
AXA ADVISORS, LLC (NEW YORK NY)
NY
11/05/1999 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
VA
12/11/1998 - 09/17/1999
CRESTAR SECURITIES CORPORATION (RICHMOND VA)
NJ
10/23/1997 - 12/17/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 10/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/14/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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