Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Evarts Fairman is a financial professional with over 38 years of experience in the industry. Francis is currently a registered representative and associated person with Piper Sandler & Co., a firm specializing in investment banking, capital markets, and asset management. Francis has been with Piper Sandler & Co. since January 25, 1984. Prior to that, Francis was employed with U.S. BANCORP INVESTMENTS, INC., from July 21, 1998 to December 17, 1998. Francis has a wide range of licenses and registrations, including Series 7, 9, 10, 24, 50, 52TO, 53, 54, 63, and SIE, and holds several designations. Francis has a strong track record of providing financial advice and services to clients. Francis has a deep understanding of the financial markets and a commitment to providing exceptional client service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
01/25/1984 - Present
Piper Sandler & Co. (MINNEAPOLIS MN)
MN
07/21/1998 - 12/17/1998
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
BC
Issued 01/23/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/13/2021
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 01/20/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/11/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 04/30/1992
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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