Unclaimed
Francis Edwin Edsall III is a registered investment advisor representative with Virtus Investment Advisers, Inc. Francis Edwin Edsall III has been in the industry since 2000. Francis Edwin Edsall III works out of the firm's OCEANSIDE, CA office. Francis Edwin Edsall III has also held positions at Ridgeworth Distributors LLC, NGAM DISTRIBUTION, L.P., CAPITAL BROKERAGE CORPORATION, AIG SUNAMERICA CAPITAL SERVICES, INC., UBS FINANCIAL SERVICES INC., ROYAL ALLIANCE ASSOCIATES, INC., ALLMERICA INVESTMENTS, INC. and PACIFIC SELECT DISTRIBUTORS, INC. Francis Edwin Edsall III is licensed in Arizona, California and Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Strategic management for diversified investment portfolios.
An employee of an affiliate is contracted w/ cnbc media as host or guest providing market commentary.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
11/19/2018 - Present
Virtus Investment Advisers, Inc. (OCEANSIDE CA)
ME
10/07/2014 - 06/01/2017
RIDGEWORTH DISTRIBUTORS LLC (PORTLAND ME)
MA
03/08/2011 - 04/09/2014
NGAM DISTRIBUTION, L.P. (BOSTON MA)
VA
02/01/2007 - 01/21/2011
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
NJ
10/18/2004 - 01/05/2007
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
NJ
11/26/2003 - 11/04/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
AZ
09/06/2002 - 11/25/2003
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
MA
04/30/2001 - 08/16/2002
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
CA
08/28/2000 - 02/22/2001
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
IA
Issued 04/23/2015
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 12/18/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2003
Series 7 - General Securities Representative Examination
BC
Issued 08/26/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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